Files
windows_exporter/internal/collector/process/apppool_test.go
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2026-10-10 16:09:02 +02:00

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// SPDX-License-Identifier: Apache-2.0
//
// Copyright The Prometheus Authors
// Licensed under the Apache License, Version 2.0 (the "License");
// you may not use this file except in compliance with the License.
// You may obtain a copy of the License at
//
// http://www.apache.org/licenses/LICENSE-2.0
//
// Unless required by applicable law or agreed to in writing, software
// distributed under the License is distributed on an "AS IS" BASIS,
// WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
// See the License for the specific language governing permissions and
// limitations under the License.
//go:build windows
package process
import (
"fmt"
"log/slog"
"os"
"regexp"
"strings"
"testing"
"unicode/utf8"
"unsafe"
"github.com/prometheus-community/windows_exporter/internal/mi"
"github.com/prometheus-community/windows_exporter/internal/types"
"github.com/stretchr/testify/require"
"golang.org/x/sys/windows"
)
// A command line as WAS starts IIS 10 worker processes.
const wasCommandLine = `c:\windows\system32\inetsrv\w3wp.exe -ap "DefaultAppPool" -v "v4.0" -l "webengine4.dll" -a \\.\pipe\iisipm5f5e2b1c-8d6a-4b2e-9a0c-3d1b2f4e6a7c -h "C:\inetpub\temp\apppools\DefaultAppPool\DefaultAppPool.config" -w "" -m 0 -t 20 -ta 0`
//nolint:gochecknoglobals
var commandLineTests = []struct {
name string
cmdLine string
args []string
}{
{"empty", ``, nil},
{"program only", `w3wp.exe`, []string{`w3wp.exe`}},
{"leading space", ` a b`, []string{``, `a`, `b`}},
{"whitespace only", " \t ", []string{``}},
{"trailing space", `a b `, []string{`a`, `b`}},
{"tabs", "a\tb\t\tc", []string{`a`, `b`, `c`}},
{"quoted program", `"C:\Program Files\w3wp.exe" -ap x`, []string{`C:\Program Files\w3wp.exe`, `-ap`, `x`}},
{"quoted program backslash", `"C:\dir\" x`, []string{`C:\dir\`, `x`}},
{"quoted program unterminated", `"C:\dir x`, []string{`C:\dir x`}},
{"quoted program followed by text", `"a"b c`, []string{`a`, `b`, `c`}},
{"program backslash quote", `a\"b c`, []string{`a\"b`, `c`}},
{"empty quoted argument", `a "" b`, []string{`a`, ``, `b`}},
{"trailing empty quoted argument", `a ""`, []string{`a`, ``}},
{"quoted spaces", `a "b c" d`, []string{`a`, `b c`, `d`}},
{"embedded quotes", `a b"c d"e`, []string{`a`, `bc de`}},
{"unterminated quote", `a "b c`, []string{`a`, `b c`}},
{"escaped quote", `a b\"c`, []string{`a`, `b"c`}},
{"escaped backslash before quote", `a "b\\" c`, []string{`a`, `b\`, `c`}},
{"three backslashes before quote", `a b\\\"c`, []string{`a`, `b\"c`}},
{"backslashes without quote", `a \\server\share\ b`, []string{`a`, `\\server\share\`, `b`}},
{"double quote in quoted part", `a "b""c" d`, []string{`a`, `b"c d`}},
{"three quotes in quoted part", `a "b"""c d`, []string{`a`, `b"c d`}},
{"control character ends program", "a\vb c", []string{`a`, `b`, `c`}},
{"control character after program", "a \vb", []string{`a`, "\vb"}},
{"control character after quoted program", "\"a\"\vb", []string{`a`, "\vb"}},
{"control character in argument", "a b\vc\nd", []string{`a`, "b\vc\nd"}},
{"unicode spaces", "a b c d", []string{"a b", "c d"}},
{"three quotes", `a """b c`, []string{`a`, `"b`, `c`}},
{"unicode", `a "Café Пул ✓ Ωμέγα" b`, []string{`a`, `Café Пул ✓ Ωμέγα`, `b`}},
{"was command line", wasCommandLine, []string{
`c:\windows\system32\inetsrv\w3wp.exe`, `-ap`, `DefaultAppPool`, `-v`, `v4.0`, `-l`, `webengine4.dll`,
`-a`, `\\.\pipe\iisipm5f5e2b1c-8d6a-4b2e-9a0c-3d1b2f4e6a7c`, `-h`, `C:\inetpub\temp\apppools\DefaultAppPool\DefaultAppPool.config`,
`-w`, ``, `-m`, `0`, `-t`, `20`, `-ta`, `0`,
}},
}
func TestSplitCommandLine(t *testing.T) {
t.Parallel()
for _, tc := range commandLineTests {
t.Run(tc.name, func(t *testing.T) {
t.Parallel()
require.Equal(t, tc.args, splitCommandLine(tc.cmdLine))
})
}
}
// splitCommandLine must split like CommandLineToArgvW, which is the reference implementation.
func TestSplitCommandLineMatchesCommandLineToArgvW(t *testing.T) {
t.Parallel()
for _, tc := range commandLineTests {
if tc.cmdLine == "" {
// CommandLineToArgvW returns the path of the current executable for an empty command line.
continue
}
t.Run(tc.name, func(t *testing.T) {
t.Parallel()
requireCommandLineToArgvW(t, tc.cmdLine)
})
}
}
func TestAppPoolFromCommandLine(t *testing.T) {
t.Parallel()
for _, tc := range []struct {
name string
cmdLine string
pool string
ok bool
}{
{"was command line", wasCommandLine, "DefaultAppPool", true},
{"spaces", `w3wp.exe -ap "Classic .NET AppPool" -v "v2.0"`, "Classic .NET AppPool", true},
{"unicode", `w3wp.exe -ap "Café Пул ✓ Ωμέγα 🚀" -v "v4.0"`, "Café Пул ✓ Ωμέγα 🚀", true},
{"unquoted", `w3wp.exe -ap DefaultAppPool`, "DefaultAppPool", true},
{"tab separated", "w3wp.exe\t-ap\t\"Pool\"", "Pool", true},
{"upper case flag", `w3wp.exe -AP "Pool"`, "Pool", true},
{"not first argument", `w3wp.exe -debug -ap "Pool" -v "v4.0"`, "Pool", true},
{"first of duplicates", `w3wp.exe -ap "First" -ap "Second"`, "First", true},
{"quoted program with spaces", `"C:\Program Files\w3wp.exe" -ap "Pool"`, "Pool", true},
{"embedded quotes", `w3wp.exe -ap Default"App Pool"`, "DefaultApp Pool", true},
{"escaped quote", `w3wp.exe -ap "a\"b"`, `a"b`, true},
{"trailing backslash", `w3wp.exe -ap "a\\"`, `a\`, true},
{"literal backslash", `w3wp.exe -ap "a\b"`, `a\b`, true},
{"missing", `w3wp.exe -v "v4.0"`, "", false},
{"no arguments", `c:\windows\system32\inetsrv\w3wp.exe`, "", false},
{"empty command line", ``, "", false},
{"missing value", `w3wp.exe -v "v4.0" -ap`, "", false},
{"empty value", `w3wp.exe -ap "" -v "v4.0"`, "", false},
{"flag inside quotes", `w3wp.exe "-ap Pool"`, "", false},
{"flag prefix", `w3wp.exe -apx "Pool"`, "", false},
{"slash flag", `w3wp.exe /ap "Pool"`, "", false},
{"program named -ap", `-ap Pool`, "", false},
} {
t.Run(tc.name, func(t *testing.T) {
t.Parallel()
pool, ok := appPoolFromCommandLine(tc.cmdLine)
require.Equal(t, tc.ok, ok)
require.Equal(t, tc.pool, pool)
})
}
}
func FuzzSplitCommandLine(f *testing.F) {
for _, tc := range commandLineTests {
f.Add(tc.cmdLine)
}
f.Add(`w3wp.exe -ap "a\\\"b" -ap`)
f.Add(`"" "" ""`)
f.Add(`a """"""" b`)
f.Add("a\v\r\nb\u00a0c\u3000d")
f.Fuzz(func(t *testing.T, cmdLine string) {
// CommandLineToArgvW takes NUL-terminated UTF-16 and returns the executable path for an empty command line.
if cmdLine == "" || strings.ContainsRune(cmdLine, 0) || !utf8.ValidString(cmdLine) {
t.Skip()
}
args := requireCommandLineToArgvW(t, cmdLine)
var (
want string
wantOK bool
)
for i := 1; i < len(args)-1; i++ {
if strings.EqualFold(args[i], "-ap") {
want, wantOK = args[i+1], args[i+1] != ""
break
}
}
pool, ok := appPoolFromCommandLine(cmdLine)
require.Equal(t, wantOK, ok)
require.Equal(t, want, pool)
})
}
func requireCommandLineToArgvW(t *testing.T, cmdLine string) []string {
t.Helper()
want, err := windows.DecomposeCommandLine(cmdLine)
require.NoError(t, err)
got := splitCommandLine(cmdLine)
if len(want) == 0 {
require.Empty(t, got, "command line %q", cmdLine)
} else {
require.Equal(t, want, got, "command line %q", cmdLine)
}
return got
}
// The command line is read from a process that never ran, with an argument
// list as WAS passes it, so no IIS installation is needed.
func TestWorkerProcessAppPool(t *testing.T) {
t.Parallel()
executable, err := os.Executable()
require.NoError(t, err)
const pool = "Café Пул ✓ Ωμέγα 🚀"
cmdLine := `"` + executable + `" -ap "` + pool + `" -v "v4.0" -a \\.\pipe\iisipm -w "" -m 0`
appName, err := windows.UTF16PtrFromString(executable)
require.NoError(t, err)
cmdLineUTF16, err := windows.UTF16FromString(cmdLine)
require.NoError(t, err)
startupInfo := windows.StartupInfo{Cb: uint32(unsafe.Sizeof(windows.StartupInfo{}))}
var processInfo windows.ProcessInformation
// CREATE_SUSPENDED: the process parameters exist, but the test binary never runs.
require.NoError(t, windows.CreateProcess(appName, &cmdLineUTF16[0], nil, nil, false,
windows.CREATE_SUSPENDED|windows.CREATE_NO_WINDOW, nil, nil, &startupInfo, &processInfo))
t.Cleanup(func() {
require.NoError(t, windows.TerminateProcess(processInfo.Process, 1))
require.NoError(t, windows.CloseHandle(processInfo.Thread))
require.NoError(t, windows.CloseHandle(processInfo.Process))
})
pid := processInfo.ProcessId
got, err := queryProcessCommandLine(pid)
require.NoError(t, err)
require.Equal(t, cmdLine, got)
gotPool, err := workerProcessAppPool(pid)
require.NoError(t, err)
require.Equal(t, pool, gotPool)
}
func TestWorkerProcessAppPoolWithoutArgument(t *testing.T) {
t.Parallel()
_, err := workerProcessAppPool(windows.GetCurrentProcessId())
require.ErrorIs(t, err, errNoAppPoolArgument)
}
func TestQueryProcessCommandLine(t *testing.T) {
t.Parallel()
got, err := queryProcessCommandLine(windows.GetCurrentProcessId())
require.NoError(t, err)
require.Equal(t, windows.UTF16PtrToString(windows.GetCommandLine()), got)
}
func TestResolveAppPools(t *testing.T) {
t.Parallel()
logger := slog.New(slog.DiscardHandler)
commandLines := func(results map[uint32]error) func(uint32) (string, error) {
return func(pid uint32) (string, error) {
if err := results[pid]; err != nil {
return "", err
}
return fmt.Sprintf("native-%d", pid), nil
}
}
wmiResult := []WorkerProcess{
{ProcessId: 4, AppPoolName: "wmi-4"},
{ProcessId: 8, AppPoolName: "wmi-8"},
{ProcessId: 12, AppPoolName: ""},
}
t.Run("command line only", func(t *testing.T) {
t.Parallel()
pools, err := resolveAppPools(logger, []uint32{4, 8}, commandLines(nil), func() ([]WorkerProcess, error) {
t.Fatal("WMI must not be queried when every command line has the pool")
return nil, nil
})
require.NoError(t, err)
require.Equal(t, map[uint32]string{4: "native-4", 8: "native-8"}, pools)
})
t.Run("WMI fallback", func(t *testing.T) {
t.Parallel()
calls := 0
pools, err := resolveAppPools(logger, []uint32{4, 8, 12, 16}, commandLines(map[uint32]error{
8: windows.ERROR_ACCESS_DENIED,
12: errNoAppPoolArgument,
16: windows.STATUS_INVALID_INFO_CLASS,
}), func() ([]WorkerProcess, error) {
calls++
return wmiResult, nil
})
require.NoError(t, err)
require.Equal(t, 1, calls)
// An empty WMI pool name and a process WMI doesn't know get no label.
require.Equal(t, map[uint32]string{4: "native-4", 8: "wmi-8"}, pools)
})
t.Run("exited process", func(t *testing.T) {
t.Parallel()
pools, err := resolveAppPools(logger, []uint32{4, 8}, commandLines(map[uint32]error{
8: fmt.Errorf("OpenProcess: %w", windows.ERROR_INVALID_PARAMETER),
}), func() ([]WorkerProcess, error) {
t.Fatal("WMI must not be queried for exited processes")
return nil, nil
})
require.NoError(t, err)
require.Equal(t, map[uint32]string{4: "native-4"}, pools)
})
t.Run("without WMI", func(t *testing.T) {
t.Parallel()
pools, err := resolveAppPools(logger, []uint32{4, 8}, commandLines(map[uint32]error{
8: windows.ERROR_ACCESS_DENIED,
}), nil)
require.NoError(t, err)
require.Equal(t, map[uint32]string{4: "native-4"}, pools)
})
t.Run("WMI error", func(t *testing.T) {
t.Parallel()
wmiErr := windows.ERROR_TIMEOUT
pools, err := resolveAppPools(logger, []uint32{4, 8}, commandLines(map[uint32]error{
8: windows.ERROR_ACCESS_DENIED,
}), func() ([]WorkerProcess, error) {
return nil, wmiErr
})
require.ErrorIs(t, err, wmiErr)
require.Equal(t, map[uint32]string{4: "native-4"}, pools)
})
}
// Grafana Alloy builds and closes collectors repeatedly. Without
// root\WebAdministration, Build must succeed and use the command line only.
func TestBuildCloseWorkerProcess(t *testing.T) {
t.Parallel()
miApp, err := mi.ApplicationInitialize()
require.NoError(t, err)
t.Cleanup(func() { require.NoError(t, miApp.Close()) })
miSession, err := miApp.NewSession(nil)
require.NoError(t, err)
t.Cleanup(func() { require.NoError(t, miSession.Close()) })
c := New(&Config{
ProcessInclude: regexp.MustCompile(`^(?:w3wp)$`),
ProcessExclude: types.RegExpEmpty,
EnableWorkerProcess: true,
})
logger := slog.New(slog.DiscardHandler)
for _, session := range []*mi.Session{nil, miSession, nil} {
require.NoError(t, c.Build(logger, session))
if session == nil {
require.Nil(t, c.miSession)
}
require.NoError(t, c.Close())
require.NoError(t, c.Close())
require.Nil(t, c.miSession)
}
}
// The command line source costs one OpenProcess and one NtQueryInformationProcess per worker process.
func BenchmarkWorkerProcessAppPool(b *testing.B) {
pid := windows.GetCurrentProcessId()
for b.Loop() {
cmdLine, err := queryProcessCommandLine(pid)
require.NoError(b, err)
appPoolFromCommandLine(cmdLine)
}
}
func BenchmarkAppPoolFromCommandLine(b *testing.B) {
for b.Loop() {
appPoolFromCommandLine(wasCommandLine)
}
}
// Errors must be the native Windows error, so callers can tell exited processes from denied access.
func TestQueryProcessCommandLineMissingProcess(t *testing.T) {
t.Parallel()
// Process IDs are multiples of four and far below this value.
_, err := queryProcessCommandLine(0xFFFFFFFC)
require.ErrorIs(t, err, windows.ERROR_INVALID_PARAMETER)
}